Sketch of a New Esthetic of Music — Story, Setting & Ideas

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In Category - Music History
Busoni, Ferruccio, 1866-1924, Baker, Theodore, 1851-1934 [Translator] Project Gutenberg 2010 Not confirmed
Music -- Philosophy and aesthetics Readers of public-domain and historical texts
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Words 13,090
Reading time 57 min
Text sections 2

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Busoni's 1907 manifesto argues for music's liberation from fixed forms and acoustic dogma, proposing microtonal scales and electric instruments while critiquing tradition through aphoristic prose and Nietzschean references.
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usic was born free; and to win freedom is its destiny. It will become the most complete of all reflexes of Nature by reason of its untrammeled immateriality. Even the poetic word ranks lower in point of incorporealness. It can gather together and disperse, can be motionless repose or wildest tempestuosity; it has the extremest heights perceptible to man--what other art has these?--and its emotion seizes the human heart with that intensity which is independent of the "idea."

It realizes a temperament, _without_ describing it, with the mobility of the soul, with the swiftness of consecutive moments; and this, where painter or sculptor can represent only one side or one moment, and the poet tardily _communicates_ a temperament and its manifestations by words.

Therefore, representation and description are not the nature of music; herewith we declare the invalidity of program-music, and arrive at the question: What are the aims of music?

ABSOLUTE Music! What the lawgivers mean by this, is perhaps remotest of all from the Absolute in music. "Absolute music" is a form-play without poetic program, in which the form is intended to have the leading part. But Form, in itself, is the opposite pole of absolute music, on which was bestowed the divine prerogative of buoyancy, of freedom from the limitations of matter. In a picture, the illustration of a sunset ends with the frame; the limitless natural phenomenon is enclosed in quadrilateral bounds; the cloud-form chosen for depiction remains unchanging for ever. Music can grow brighter or darker, shift hither or yon, and finally fade away like the sunset glow itself; and instinct leads the creative musician to employ the tones that press the same key within the human breast, and awaken the same response, as the processes in Nature.

Per contra, "absolute music" is something very sober, which reminds one of music-desks in orderly rows, of the relation of Tonic to Dominant, of Developments and Codas.

Methinks I hear the second violin struggling, a fourth below, to emulate the more dexterous first, and contending in needless contest merely to arrive at the starting-point. This sort of music ought rather to be called the "architectonic," or "symmetric," or "sectional," and derives from the circumstance that certain composers poured _their_ spirit and _their_ emotion into just this mould as lying nearest them or their time. Our lawgivers have identified the spirit and emotion, the individuality of these composers and their time, with "symmetric" music, and finally, being powerless to recreate either the spirit, or the emotion, or the time, have retained the Form as a symbol, and made it into a fetish, a religion. The composers sought and found this form as the aptest vehicle for communicating _their_ ideas; their souls took flight--and the lawgivers discover and cherish the garments Euphorion left behind on earth.

A lucky find! 'Twas now or never; The flame is gone, it's true--however, No need to pity mankind now. Enough is left for many a poet's tiring, Or to breed envy high and low; And though I have no talents here for hiring, I'll hire the robe out, anyhow.

Is it not singular, to demand of a composer originality in all things, and to forbid it as regards form? No wonder that, once he becomes original, he is accused of "formlessness." Mozart! the seeker and the finder, the great man with the childlike heart--it is he we marvel at, to whom we are devoted; but not his Tonic and Dominant, his Developments and Codas.

Such lust of liberation filled Beethoven, the romantic revolutionary, that he ascended one short step on the way leading music back to its loftier self:--a short step in the great task, a wide step in his own path. He did not quite reach absolute music, but in certain moments he divined it, as in the introduction to the fugue of the Sonata for Hammerclavier. Indeed, all composers have drawn nearest the true nature of music in preparatory and intermediary passages (preludes and transitions), where they felt at liberty to disregard symmetrical proportions, and unconsciously drew free breath. Even a Schumann (of so much lower stature) is seized, in such passages, by some feeling of the boundlessness of this pan-art (recall the transition to the last movement of the D-minor Symphony); and the same may be asserted of Brahms in the introduction to the Finale of his First Symphony.

But, the moment they cross the threshold of the _Principal Subject_, their attitude becomes stiff and conventional, like that of a man entering some bureau of high officialdom.

Ferruccio Busoni's Sketch of a New Esthetic of Music (1907) opens with a declaration that the work is 'loosely joined together as regards literary form,' a structure that mirrors its argument for music's liberation from rigid systems. The composer-pianist immediately establishes a tension between the ephemeral and the eternal: 'Spirit and emotion retain their essence,' he writes, while forms 'age rapidly.' This framing sets up a manifesto that moves between technical proposals—such as the division of whole tones into thirds and sixths—and philosophical reflections on art's purpose, all while maintaining a conversational, aphoristic tone.

A Manifesto in Fragments

The essay's structure is deliberately unsystematic. Busoni describes his notes as 'loosely joined together,' yet they form a coherent polemic against what he sees as stagnation in musical practice. He contrasts the 'admirable works of genius' of his time with the assertion that 'none of these beautiful paths leading so far afield—none lead upward.' This vertical metaphor—upward versus outward—recurs throughout the text, suggesting a hierarchy of artistic ambition. The fragmentary form allows Busoni to pivot abruptly from abstract principles to concrete proposals, such as the notation system for third-tones, without losing the reader's sense of urgency.

The Third-Tone System and Its Notation

Busoni devotes considerable space to a technical proposal: the adoption of tripartite tones, or third-tones, as a refinement of chromaticism. He argues that these intervals are 'wholly independent intervals with a pronounced character,' not to be confused with 'ill-tuned semitones.' To illustrate, he suggests a six-line staff where lines represent whole tones and spaces semitones, with sharps and flats indicating third-tones. Yet he immediately downplays notation as 'subordinate,' shifting focus to the practical question of production. This tension between theoretical precision and practical skepticism is characteristic of the essay's method.

Electricity as a Musical Instrument

In a striking turn, Busoni introduces Dr. Thaddeus Cahill's electrical apparatus, which 'makes it possible to transform an electric current into a fixed and mathematically exact number of vibrations.' He envisions an instrument where pitch is controlled by a lever, enabling 'the infinite gradation of the octave.' This is not mere futurism; Busoni grounds the proposal in the need for 'a long and careful series of experiments' and 'continued training of the ear.' The passage exemplifies his willingness to embrace technology as a means to restore music to its 'primitive, natural essence,' a phrase that echoes his earlier call to free music from 'architectonic, acoustic and esthetic dogmas.'

Nietzsche and the Critique of German Music

Busoni invokes Nietzsche's Beyond Good and Evil to frame a critique of German music, which he approaches with 'precaution.' The reference is brief but significant: Nietzsche's aphoristic style and anti-systematic philosophy align with Busoni's own method. The essay's closing vision—'let Music be naught else than Nature mirrored by and reflected from the human breast'—echoes Nietzsche's call for a 'great health' of the soul. By positioning his manifesto within this philosophical lineage, Busoni elevates his technical proposals into a broader argument about artistic freedom and the need to transcend national and stylistic boundaries.

Busoni's Sketch resists easy categorization: it is part technical treatise, part philosophical meditation, and part polemic. Readers should approach it as a series of provocations rather than a finished system. The essay's value lies not in its specific proposals—some of which remain unrealized—but in its insistence that music must continually question its own foundations. Busoni's voice, at once authoritative and speculative, invites the reader to join in the search for 'the Unknown.'

Busoni's restless dreaming of sounds beyond the piano's wires always recalls, in my quieter hours, the ancient certainty that music was first a prayer, not an argument. His iconoclasm feels less like rebellion than a homesick wandering. The steadying answer, oddly enough, lies in Music in the History of the Western Church With an Introduction on Religious Music Among Primitive and Ancient Peoples — Story, Setting & Ideas, where the old chants simply hum, unbothered by the future.

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